Capital markets

Our corporate finance team provides UK, US and international legal advice on capital markets work originating from the US and Europe, primarily in relation to equity and debt capital markets.

On the equity capital markets side, we work with clients on international and UK domestic equity offerings, including IPOs and secondary offerings. Our team includes US securities lawyers based in London and Milan, who are able to advise on the US aspects of European capital market transactions.

We have extensive experience in raising equity capital in private, public and PIPE transactions. We have represented issuers in private equity transactions, primary and secondary public offerings of listed securities in both the UK and the US and both 144A transactions and private offerings with follow-on registration obligation.

Recent work

  • Advising Radicle Projects plc in the issue of a multi-tranche convertible bond offering to UK institutional investors.
  • Assisting the Luxembourg-based Hometrak SA in its issue of asset-backed securities in connection with a US property development transaction.
  • In November 2007 we completed on the $150m main market placing for Kazak Gold Group Limited.
  • Representing a US issuer in a PIPE transaction and follow-up registration involving the sale of common stock.
  • Representing a US issuer in connection with the preparation and filing of periodic reports including 10-Ks, 10-Qs and 8-Ks as well as proxy statements and Section 16 reporting forms.
  • Representing a selling shareholder in the resale of London Stock Exchange-listed Global Depository Receipts in simultaneous Rule 144A and Regulation S offerings.
  • Representing a commodity pool operator in connection with perfecting an exemption from registration under the Commodity Exchange Act.
  • Representing a US publicly traded specialty finance company in an offering of 12% senior notes to a group of hedge funds secured by (i) the residual of a prior securitization of the company's loan portfolio and (ii) the pledge of all of the equity interests of the special purpose, bankruptcy-remote vehicle established to hold the securitized loans.