Assisted offshore fund managers to submit notification filings to the Financial Services Agency of Japan under the Investment Trusts and Investment Corporations Act.
Assisted financial clients in establishing a branch office in Japan and registering as financial instruments business operator with the Financial Services Agency of Japan.
Assisted investment funds and managers in making filings regarding financial instruments business in Japan.
Advised Japanese clients on eDiscovery and DOJ investigations and managed many eDiscovery projects.
California State Bar, 2004
New York State Bar, 2006
‘Overview of the new exemptions for fund managers operating in Japan’, Oct 2021, co-author