Rie Nitta

Counsel, Withers Bengoshi Houjin**

*Withers Bengoshi Houjin is organised as a local partnership, under the Japanese Civil Code, whose partners are only Japanese qualified lawyers (bengoshi) and non-Japanese lawyers (attorneys-at-law admitted in California, Connecticut, Florida, Hawaii and New York) who are registered foreign lawyers in Japan (gaikokuho jimu bengoshi). Rie Nitta is from Withers Bengoshi Houjin.

Rie is a counsel in the investment management team of the Tokyo office.

She has advised both domestic and foreign financial institutions, including securities companies, investment managers and investment advisors on Japanese financial regulations for over 10 years at international law firms in Tokyo.

Prior to joining Withers, she has been a part of an investment management practice that has historically been recognized by the AsianInvestors and Chambers Asia Pacific.

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Assisted investment funds and managers in making various filings regarding financial instruments business in Japan (including Article 63 Exemption Notification).

Assisted many financial clients in obtaining regulatory registrations (including Type 1, Type 2, Investment Management, Investment Advisory and Agency, Remote Membership, High Frequency Trading) in Japan and provided on-going compliance support.

Provided supports on capital market-related issues, including derivatives transactions, block shareholding reporting and short sale rules as well as corporate issues.

Japan Bar, 2007

Legal and Tax Aspects of Investment Business Limited Liability Partnership’, Zeimukeirikyokai, co-author

Dai-ni Tokyo Bar Association, 2007

学历背景


语言


  • English
  • Japanese

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