Name
Role All Advocate Associate Barrister Company Secretary Consultant Director European Financial Controller Hong Kong Office Managing Director Hong Kong Regional Head of Corporate Legal Executive Of Counsel Other Legal Paralegal Partner Professional Support Professional Support Lawyer Senior Counsel Solicitor Trainee Trust Manager
Practice area All Business - Banking Business - Brands Business - Charities and not-for-profit Business - Commercial litigation & arbitration Business - Corporate Business - Corporate finance Business - Cultural assets & art Business - Employment Business - Financial services regulatory Business - Funds, investments, tax & trusts Business - Hotels Business - Insolvency Business - IP, media & reputation management Business - Italy Business - Legal risk management Business - Real estate Business - Tax Personal - Cultural assets & art Personal - Divorce & family law Personal - Elder law Personal - Employment Personal - Family office & family business Personal - Financial services regulatory Personal - Italy Personal - Landed estates Personal - Legal risk management Personal - Litigation Personal - Philanthropy & charitable giving Personal - Probate & trust management Personal - Residential real estate Personal - Tax Personal - Trust & succession disputes Personal - Wealth structuring Personal - Wills & succession planning
Location All BVI Geneva Greenwich CT Hong Kong London Milan New Haven New York
Partner
David focuses on securities law matters and has significant experience representing clients with regard to matters governed by the Securities Act, the Securities Exchange Act, the Investment Company Act, the Investment Advisors Act and the Commodity Exchange Act as well as the rules of various self-regulatory organizations and stock and commodity exchanges.
He devotes a significant amount of time to advising high net worth domestic and international individuals, families, family offices and their advisors about their obligations under U.S. securities laws, including the acquisition and disposition of public and private securities, beneficial ownership reporting obligations and the applicability of the U.S. Investment Advisers Act and U.S. Investment Company Act to their investment activities.
David represents hedge funds and investment partnerships with respect to fund formation matters, preparation of fund formation and offering documents, transaction structuring and compliance issues. He has represented numerous companies in the acquisition and disposition of businesses and business segments, many requiring the filing of a joint proxy and registration statement.
He also represents issuers in all types of financing transactions ranging from traditional loan agreements to public and private offerings (including Rule 144A offerings) of debt and equity securities including hybrid securities, such as convertible notes.
David has significant experience in advising public and private companies and their boards of directors on corporate governance matters including compliance with the Sarbanes-Oxley Act, satisfying fiduciary responsibilities, shareholder relations, and board and shareholder meetings.
Mr. Guin has represented clients in negotiating and documenting a wide range of commercial transactions from employment matters to intellectual property licensing.
David has a love of animals, especially his two dogs. His favorite pastime is the study of European and American history and biography.
David Guin
Tel: +1 212 848 9870
Fax: +1 212 824 4270
Email me
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