Firm news

Ridge Barker featured in Law360 discussing SEC probes exchange-traded products for investor risks

6 October 2021

Partner, Ridge Barker was featured in the article, ‘SEC Probes Exchange-Traded Products For Investor Risks,’ which was published by Law360 on October 5, 2021. The article examines the U.S. Securities and Exchange Commission’s current study on risks posed by complex exchange-traded products and explores what new rules could mean for regulators.

Ridge discussed the SEC’s probe and his concerns that it could lead to regulatory overreach. Ridge comments “A lot of investors out there are pretty sophisticated and knowledgeable and can assess risk,” he adds “It just needs to be explained to them in a way they can get to relatively quickly and clearly.

For those that subscribe to Law360, the full article can be read here. Please note a subscription is required.

This document (and any information accessed through links in this document) is provided for information purposes only and does not constitute legal advice. Professional legal advice should be obtained before taking or refraining from any action as a result of the contents of this document.


Related experience

As a full-service law firm, we are able to provide advice and information about a wide range of other issues. Here are some related areas.

Join the club

We have lots more news and information that you'll find informative and useful. Let us know what you're interested in and we'll keep you up to date on the issues that matter to you.