Financial services regulatory lawyers

Navigating the regulations laid down by national regulators – particularly the UK Financial Conduct Authority, the Monetary Authority of Singapore, the Securities & Futures Commission of Hong Kong, and the US Securities and Exchange Commission (SEC) – is an expensive, time-consuming task for hedge funds, asset managers and other financial service providers.

We are a full-service law firm with deep experience in financial services regulation, dedicated to simplifying the regulatory process for our clients. By combining our knowledge of each jurisdiction's regulations with a thorough understanding of your unique business structure and needs, our team of financial regulatory solicitors provides clear and tailored advice on how regulations apply to you. We leverage our expertise in financial services laws, regulations, and practices to guide all aspects of your activities, including identifying potential exemptions. Additionally, we assist with securing the necessary authorizations and approvals from regulators.

Digital wealth and payment platforms, digital asset service providers, fund managers, private capital structures, market operators and insurers rely on us for guidance on governance expectations, decision-making oversight, risk management, and the design of controls that promote transparency and accountability. Our advisory work in this space often addresses issues pertaining to (among others) technology and data risk, financial crime prevention, custody and settlement processes, digital onboarding, product governance, and ensuring the fair treatment of customers and investors.