Financial services regulatory
It is easy for funds and other finance providers to find themselves on the wrong side of the complex and varied regulations that exist around the world. With detailed, global knowledge we can help you to stay compliant and handle any approvals or investigations.
Navigating the regulations laid down by national governments, particularly the UK Financial Conduct Authority, Monetary Authority of Singapore, Securities & Futures Commission of Hong Kong and the US Securities and Exchange Commission (SEC), is an expensive, time-consuming task for hedge funds, asset managers and other financial service providers.We make that process easier by matching our knowledge of each country’s regulations with a thorough understanding of your business’ unique structure and needs.
We frequently advise clients who are establishing new financial products and services, and on bringing those products to market, ensuring compliance with regulations in different jurisdictions.
On hand to defend your positionBusinesses and professionals working in the financial services arena are subject to formal inquiries from time to time. We can assist you in handling such requests and ,manage investigations which may arise. Should an investigation lead to government, civil or other proceedings, our experienced litigation teams are on hand to defend your position.
As in all areas of our work, the corporate team taps into our global knowledge base, including colleagues who have worked at financial and securities regulatory agencies across the globe to create compliance strategies unique to your situation.
How we can help
China Environmental Technology Holdings Limited
Represented China Environmental Technology Holdings Limited on the dispute between its board of directors. We advised the company on the relevant disclosure requirements and handled a number of enquiries raised by the Hong Kong Stock Exchange.
5 October 2023 | Event
Seminar | Singapore funds for APAC fund strategies - legal and tax aspects | Tokyo
5 October 2023 | Event
Seminar | Asking the hard questions and straight talk – a comparison of the Asian regulatory landscape for fund managers | Tokyo
8 June 2022 | Article
Expensive lessons learnt? Recent court cases on missteps by money lenders in Hong Kong
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