12 December 2019 - Article
Securing the first successful judicial review of the FSA and one of its own initiated enforcement investigations Ford, R (on the application of) v The Financial Services Authority  EWHC 2583. His client was a Chief Executive against whose firm, Keydata Investment Services Limited the FSA had intervened on an unprecedented scale. Harvey has been involved in numerous subsequent cases involving such FSA/FCA intervention against the corporate entities involved.
Contesting regulatory proceedings to the Upper Tribunal and the Court of Appeal including the successful and unprecedented reversion of a FCA ban of a senior manager (Andrew Tinney v The Financial Conduct Authority  UKUT 0227 (TCC).
Securing favourable settlements for senior executives in FCA and PRA enforcement proceedings as well as numerous successful non-routine FCA approval applications and FCA Supervisory resolutions.
Successfully handling overseas regulators and/or enforcement agencies’ requests for assistance.
England & Wales, 1993
‘Market Abuse and Insider Dealing’, Butterworths Corporate Law Service, chapter editor
Financial Services Lawyers Association
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31 March 2020 - Video
Senior executives: Are you involved in an internal investigation?
26 March 2009 - Article